NEIL B. ALEXANDER, MD, Professor, Division of Geriatric Medicine, Department of Internal Medicine, University of Michigan, Ann Arbor; and Special
Fellow, program in advanced geriatrics, Geriatric Research Education and Clinical Center, Department of Veterans' Affairs
Medical Center, Ann Arbor, Mich.
 TABLE 1: Common risk factors for falls
|
Falls are a common and serious problem among older patients, causing injury, mortality, and declines in mobility. They also
increase the need for assisted living and often lead to self-imposed ambulatory limitations because of a loss of self-confidence.
Each year, falls occur in 35% to 40% of healthy community-dwelling adults older than 65 years. The incidence and severity
is even greater in patients older than 75 years.1 Because falls are often the result of interplay among neurologic, musculoskeletal, and environmental risk factors, opportunities
for prevention abound (see Table 1).
ROUTINE EXAMINATION
Screening tests are not a replacement for a thorough history and physical examination. The focus in primary care examinations
of older adults has shifted from a review of systems to a review of function. On a regular basis, ask all your older patients
if they have fallen, since history of falls is one of the most common risk factors for future falls. Patients who reply Yes
require a formal evaluation.1
Patients may be reluctant to disclose falls if they fear institutionalization or the need for an assistive device. If the
patient replies No, ask, "Have you slipped or tripped without hurting yourself?" to elicit more information. Patients who
have fallen should describe how the fall occurred and, if possible, reenact it under strict supervision. The motion that preceded
the fall can help determine its etiology.
Patients who report a single fall should be observed as they perform the "Get Up and Go" test. Ask the patient to stand up
from a chair without using his or her arms, walk 10 feet, turn around, and sit down. Patients who struggle or seem off-balance
while performing this test need further assessment and possibly, a referral to a geriatrician or similar specialist. Screening
tests such as the "8-Foot Up-and-Go" (time needed to arise from a chair, walk 8 feet, and return the chair) are helpful when
a quantitative measure is needed for an HMO's benchmarking process or for justification of referral to a specialist for further
evaluation or rehabilitation.
Cardiac
Orthostatic and postprandial hypotension are risk factors for falls, especially in patients taking antihypertensive medication.
Check for changes in BP as the patient changes position from sitting to standing. Look for evidence of cardiopulmonary disorders
such as a heart murmur or an arrhythmia, MI, pneumonia, or emphysema.
Joints and muscles
A thorough joint examination will identify any painful, inflamed joint deformities that may be caused by arthritis. Age-related
muscle weakness and alteration of proprioception receptors in the large joints may diminish balance and perception of position
in space. Assess muscle strength and tone in the quadriceps and range of motion (ROM) in the knees, ankles, and hips. Pay
particular attention to flexion and extension in these joints. Dorsiflexor weakness is also strongly associated with heightened
fall risk and should be assessed. Hip abductor strength is a good indicator of lateral stability and important to test, since
fractured hips often result when patients fall backward or laterally.
Flexibility
Lower body flexibility, which is necessary for older adults to attend to their feet, can be tested using the "Sit and Reach."
test. Ask patients to sit on the edge of a chair that is braced against the wall and extend one leg. Then see how close they
can come to touching their toes on that foot. Flexibility tests that require older adults to sit on the floor are inadvisable
since many of these patients are either unable or unwilling to do so.
Gait and balance
Gait often slows by age 80, but disordered gait is not an inevitable consequence of aging. The increased prevalence of gait
problems among the elderly reflects the higher frequency and severity of age-associated diseases, which can be classified
according to the sensorimotor level that is affected.2 As you observe the patient walking, look for slow gait speed—a risk factor for falls. Also note stride length and height,
smoothness of gait, balance, and arm movement. Does the patient turn spasmodically or favor one side? Can the patient maintain
his or her balance while standing and walking? Are knee or hip flexion contractures present? Does the patient shuffle or have
poor posture? Parkinson's disease, marked by cogwheel rigidity, tremor, a masklike face, and shuffling gait, is an important
cause of immobility in older people. Dizziness is also common, and since it may be caused by a variety of conditions, the
patient should be referred to a neurologist if the etiology is not readily apparent.3
Neurologic
Loss of dopamine neurons (part of the natural aging process) can induce a Parkinson's-type gait—slow, stooped, and shuffling.
Disorientation and impulsivity stemming from a frontal lobe disorder may cause falls directly or limit motor ability, which
leads to falls. A fall or mobility evaluation in older patients should include the Mini-Mental State Examination.
Orthopedic
Footwear and foot conditions frequently implicated in falls include shoes with pointed toes, high-heeled shoes, long toenails,
bunions, calluses, tendonitis, bursitis, deformities, foot pain, and impaired ankle flexibility.4 Appropriate footwear depends on the patient's foot structure, as well as the activities in which the patient engages. All
toes should be flat on the ground when the patient steps down. Orthopedic shoes may be necessary for people whose feet are
pronated or supinated.
Vision and hearing
Annual vision and hearing checks are vital to preventing falls in older people. Removal of cataracts and adjustment of an
eyeglass prescription may be all that is needed to reduce risk. Be alert for vestibular impairments, such as Meniere's disease,
that impair balance. Loss of hearing, medications that affect the inner ear, or even a benign inner ear infection may also
cause falls.
Benign paroxysmal positioned vertigo (BPPV) is common but treatable in older adults. It is identified through careful history-taking
and the Dix-Hallpike maneuver. Physical therapists who specialize in balance and vestibular rehabilitation routinely perform
this test if the history is indicative of BPPV.
Aging eyes do not adapt quickly to changes in lighting. In addition, diminished contrast sensitivity may develop, rendering
older patients unable to distinguish different patterns, on rugs for example, or to locate the edge of stairs or curbs. Concomitant
disease, such as diabetes, may also affect vision. Balance training, as well as widening the base of support with orthopedic
shoes, a single point cane, or a walker may benefit vision-impaired patients. Patients with diminished contrast sensitivity
should be advised to put brightly colored tape on the edges of any steps in their home and night lights in hallways and the
bathroom.
INTERVENTIONS TO PREVENT FALLS
Strategies proven to reduce the risk of falls in older adults include treating underlying diseases and risk factors associated
with falls and establishing an exercise program to improve strength, balance, gait, and flexibility. All medications should
be reviewed and their use minimized when possible. Psychotropic agents, antianxiolytics, antidepressants, class IA an-tiarrhythmics,
digoxin (Digitek, Lanoxicaps, Lanoxin), and diuretics are some of the medications that increase the risk of falls.
The American Geriatric Society guidelines suggest educating patients about the appropriate use of assistive devices, treating
postural hypotension and cardiovascular disorders, and advising patients to modify their surroundings at home so they are
less likely to fall.1 When it has been determined that a patient is at high risk for falls, a physician, visiting nurse, or physical therapist
should also assess the patient's home for hazards, such as poor lighting, cluttered rooms, sliding rugs, and exposed electrical
cords. Alternatively, you can provide the patient with the CDC's home safety checklist (available at http://www.cdc.gov/ncipc/falls/) to be completed at home and returned on a follow-up visit.
Exercise: "Start low and go slow"
With their vulnerability to chronic disease and deconditioning, no segment of the population can benefit from exercise more
than elderly adults. Exercise delays disability, ameliorates diseases, and fortifies strength, balance, flexibility, and endurance
in older patients who are frail or have conditions such as osteoarthritis.5-8 An ideal program should target strength, balance, and flexibility, unless specific activities are contraindicated. Training
with a physical therapist is recommended for patients with overt risk factors for falls.
Before an older patient starts an unmonitored exercise program, all cardiac contraindications should be ruled out.9 These include: MI within 6 months, angina, physical signs and symptoms of congestive heart failure, a resting systolic BP
(SBP) of 200 mm Hg or higher, or diastolic BP (DBP) of 110 mm Hg or higher.
In patients who have a sedentary lifestyle or severe neuromuscular problems, the program should begin with low-intensity activities
and gradually intensify. Since aging is associated with increased muscle stiffness and reduced connective tissue elasticity,
patients must warm up before exercise and cool down afterwards (5-10 minutes of slow stretching for each) to reduce the risk
of injury.10
The goal is to perform at least 3 sets of 8 to 12 repetitions with a 1- to 2-minute rest between sets, preferably at a load
that is 70% to 80% of a 1-minute maximum (the heaviest load a person can lift through a full ROM once).11 Patients who are exercising on their own should be instructed in proper techniques and, depending on the type of exercise,
should be supervised by you, your staff, or a physical therapist occasionally.
Aerobic training
Aerobic exercise has been shown to improve overall health and diminish the pain and disability associated with knee osteoarthritis
in older adults.8,11 However, conditions that are common in the frail elderly, including severe gait disorders, arthritis, and visual impairment,
may make even walking impossible. Therefore, muscle strength, joint stability, and balance must be improved before aerobic
conditioning is attempted.12
Balance training
Optimal balance exercises incorporate activities that are designed to improve the multiple systems that contribute to
balance and functional mobility. Dynamic balance activities that incorporate standing weight shifts, walking with directional
changes, circle turns, and standing on heels, toes, or in tandem, improve overall motor coordination. When people with vision
impairment perform these activities on a variety of firm and altered surfaces, they can reduce their reliance on vision for
balance. Training and supervision are mandatory for safety and progress in balance training.12
A large, controlled trial sponsored by the National Institute of Aging showed a substantial reduction in falls among patients
aged 70 and older who practiced tai chi chuan, a martial arts form emphasizing slow, fluid, and precise movements.13 This cost-effective activity is also believed to reduce BP, improve balance and strength, and reduce pain and debility.
Tai chi chuan has no adverse effects, so it is an ideal discipline for patients with osteoarthritis or rheumatoid arthritis
who risk swollen joints or further bone deterioration from other forms of exercise.
Endurance training
Patients without cardiovascular disease who are unable to walk for 15 minutes are more likely to lack endurance than the
biomechanical strength to move their legs. Instruct patients who are deconditioned and need to improve their walking distance
to repeatedly perform partial or full stands from a sitting position until they feel fatigued. This exercise works well in
older adults who are starting to have some mobility limitations. After this exercise is mastered, strength building can begin.
Partial stands are recommended for patients with severe lower body weakness and imbalance. Marching in place for 1 to 2 minutes
while holding onto a chair for support is another alternative for patients with moderate balance problems.
Resistance training
Weakness and loss of muscle mass are prominent deficits in older people. Improved muscle strength can enhance the performance
of activities such as climbing stairs, carrying packages, and even walking. People with a severe impairment such as paralysis
of a limb, spinal cord injury, or a broken hip that never healed properly may always lack sufficient threshold strength to
perform certain tasks. Weight-bearing exercises are beneficial, however, in patients with lower body weakness, slow gait,
or the onset of osteoporosis. Muscles can be overloaded with elastic tubing, light ankle weights, or weighted vests.9 Most patients will see a dramatic improvement in pain-free ROM, muscle strength and mass, and bone density after a few months
of resistance training.
Before the patient moves on to a program of moderate intensity, monitor BP and heart rate. Poor candidates for a moderate
exercise program include older patients who have an abnormal cardiac response (decrease in SBP of 20 mm Hg or more; increase
in SBP to 250 mm Hg or higher or in DBP to 120 mm Hg or higher; or repeated increases in heart rate of 90% or higher of age-specific
maximum).9 If possible, increase the amount of weight lifted every 2 to 3 weeks as strength increases.
When pain and stiffness interfere
Pain and stiffness can be caused by an injury, an overly intense regimen, or an underlying disease. Most patients who are
about to embark on an exercise program should be prepared for muscle aches that will subside as the body becomes acclimated
to the routine. If the aches do not resolve, however, determine the cause. You may need to decrease the intensity of the program
but encourage as much exercise as possible within a nonpainful range of movement. Or the patient may need to discontinue the
exercise, rest the affected joint, and see a physical therapist. Water therapy is another approach. The patient can continue
resistance activities but with less stress on the joints. It also allows the patient to practice techniques, such as reaching
forward, that may lead to falls on land.
Some people have chronic pain due to their underlying disease. Intense exercise is not recommended in patients with severe
pain from advanced osteoarthritis. However, sometimes simply wrapping the knee with an elastic bandage may substantially decrease
the pain of osteoarthritis by stimulating the nerve fibers around the knee, thereby increasing proprioception. If the patient
has fluid in the knee, aspirate it. Injecting cortisone is a controversial treatment because it merely masks symptoms while
allowing for greater movement and thus, faster joint destruction.
Motivating older patients to exercise
Addressing patients' concerns about exercise is the first step toward motivating them to engage in physical activity. Do they
think it will be too painful? Is their neighborhood unsafe? Do they feel incapable of exercise? Starting slowly with low-intensity
exercise a couple of days per week is an attainable goal. Gradually increase the patient's exercise regimen in frequency and
intensity to at least 30 minutes of moderate physical activity each day.
Pedometers may also be useful motivational devices, because patients can see how many steps they accumulate during their daily
activities. A minimum of 10,000 steps per day meets the guidelines set by the American College of Sports Medicine and the
CDC.14
If the neighborhood is unsafe, encourage the patient to find a nearby shopping mall, many of which open early to accommodate
walkers. A number of exercises can also be performed at home, without expensive equipment. Sometimes, writing a prescription
for exercise emphasizes its importance and therapeutic value.
Increasing patients' awareness of their sedentary behavior may motivate them to exercise, as well. Patients are often surprised
at how much time they spend sitting or lying down. Decreasing sedentary activities sometimes increases physical activity.
Discussing a variety of exercises may help determine what the patient enjoys and thus, what he or she is most likely to adhere
to in the long-term. Some patients may prefer exercise with an element of socialization, such as a tai chi chuan class. Others
may like to exercise outdoors. Patients who enjoy solitude are more inclined to work out at home, with either exercise equipment
such as a bike or treadmill, or an aerobics videotape.
Any exercise is better than none, as long as it is properly executed and unlikely to cause further deterioration to preexisting
injuries and conditions. Minor lifestyle modifications such as taking the stairs instead of the elevator offer patients easy
ways to improve their health and should be praised. The power of the physician's encouragement should not be underestimated.
This article was written by Stacy DiLoreto and reviewed by Dr Alexander.
Dr Alexander discloses that he has no financial relationship with any manufacturer in this area of medicine.
REFERENCES
1. American Geriatrics Society, British Geriatrics Society, and American Academy of Orthopaedic Surgeons Panel on Falls Prevention.
Guideline for the prevention of falls in older persons. J Am Geriatr Soc. 2001;49:664-672.
2. Alexander NB. Differential diagnosis of gait disorders in older adults. Clin Geriatr Med. 1996;12:697-698.
3. Tinetti ME, Williams CS, Gill TM. Dizziness among older adults: a possible geriatric syndrome. Ann Intern Med. 2000;132:337-344.
4. Edelberg HK. Falls and function: how to prevent falls and injuries in patients with impaired mobility. Geriatrics. 2001;56:41-45.
5. McGuire DK, Levine BD, Williamson JW, et al. A 30-year follow-up of the Dallas Bed Rest and Training Study: effect of
age on cardiovascular adaptation to exercise training. Circulation. 2001;104:1358-1366.
6. Miller ME, Rejeski WJ, Reboussin BA, et al. Physical activity, functional limitations, and disability in older adults.
J Am Geriatr Soc. 2000;48:1264-1272.
7. Messier SP, Royer TD, Craven TE, et al. Long-term exercise and its effect on balance in older, osteoarthritic adults:
results from the Fitness, Arthritis, and Seniors Trial (FAST). J Am Geriatr Soc. 2000;48:131-138.
8. A randomized trial comparing aerobic exercise and resistance exercise with a health education program in older adults
with knee osteoarthritis: the Fitness Arthritis and Seniors Trial (FAST). JAMA. 1997;277:25-31.
9. Gill TM, DiPietro L, Krumholz HM. Role of exercise stress testing and safety monitoring for older persons starting an
exercise program. JAMA. 2000;284:342-349.
10. Evans WJ. Exercise training guidelines for the elderly. Med Sci Sports Exerc. 1999;31:12-17.
11. Christmas C, Andersen RA. Exercise and older patients: guidelines for clinicians. J Am Geriatr Soc. 2000;48:318-324.
12. American College of Sports Medicine Position Stand. Exercise and physical activity for older adults. Med Sci Sports Exerc. 1998;30:992-1008.
13. Wolf SL, Barnhart HX, Kutner NG, et al. Reducing frailty and falls in older persons: an investigation of Tai Chi and
computerized balance training. Atlanta FICSIT Group. Frailty and Injuries: Cooperative Studies of Intervention Techniques.
J Am Geriatr Soc. 1996;44:489-497.
14. Welk GJ, Differding JA, Thompson RW, et al. The utility of the DIGI-WALKER step counter to assess daily physical activity.
Med Sci Sports Exerc. 2000;32:S481-S488.